City of San Gabriel Broker/Dealer Services RFI 2022
City of San Gabriel, City of San Gabriel, CA·City
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- Primary Contact
- William Kaholokula
- Scope Location
- San Gabriel, California
SUMMARY
The City of San Gabriel is seeking information from prospective broker/dealers to provide financial services. The intent is to establish a long-term relationship, prioritizing firm integrity and assigned personnel. The RFI outlines requirements for initial screening, interviews, and submittal of documentation.
REQUIRED ATTACHMENTS
Broker/Dealer Questionnaire and Certification, Resume of firm employees, Most recent Annual Reports and/or audited financial statements, SEC form X-17A-5, FINRA/SEC registration confirmation, FINRA broker check reports, Explanation of Disclosure Events, Samples of fixed-income research reports
This was decided in a budget meeting long before the RFP was public. Civic IQ had it then. The next one doesn't have to get away.
Work in government? Get Civic IQ free →Frequently asked questions
Common questions about this solicitation, answered from the record.
How do I respond to this RFI from City of San Gabriel?
Review the full solicitation document for submission requirements, evaluation criteria, and deadlines. The submission deadline is June 9, 2022. Be sure to include all required attachments as outlined in the solicitation. For questions, contact William Kaholokula.
Where can I find more RFPs from City of San Gabriel?
All active and historical solicitations from City of San Gabriel are tracked and searchable. As a city agency, City of San Gabriel regularly publishes solicitations. Visit the agency profile to see current open bids, past contracts, vendor relationships, and decision-maker contacts.
What documents are required to bid on this RFI?
Requirements vary by solicitation, but common documents include a technical proposal, cost/price proposal, proof of insurance, relevant certifications, past performance references, and any forms specified in the solicitation. This solicitation specifically requires the following attachments: Broker/Dealer Questionnaire and Certification, Resume of firm employees, Most recent Annual Reports and/or audited financial statements, SEC form X-17A-5, FINRA/SEC registration confirmation, FINRA br. Review the full document from City of San Gabriel for the complete list.
Can small businesses or minority-owned firms bid on this RFI?
Most government agencies, including City of San Gabriel in CA, encourage participation from small businesses, minority-owned, women-owned, and disadvantaged business enterprises (MBE/WBE/DBE). Check the full solicitation for any small business participation goals.
What happens after the RFI submission deadline?
After the deadline, the issuing agency reviews all submissions against the stated evaluation criteria. This typically includes a compliance check, technical evaluation, cost analysis, and may involve oral presentations with shortlisted vendors.
Can I ask questions about this solicitation before submitting?
Yes, most solicitations allow vendors to submit questions during a designated period. The primary contact is William Kaholokula. Questions and answers are typically shared with all prospective bidders.
What is the scope of this project?
This solicitation defines a specific project scope. The scope covers the following locations: San Gabriel, California. Review the full solicitation for detailed scope requirements.
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