arizona_corporation_commission_open_meeting_agenda.pdf
Consent Penalties for Raymond James Financial Services
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Description
The Commission approved a consent order for Raymond James Financial Services, Inc. to cease and desist, pay restitution, and accept administrative penalties in a securities enforcement action.
Contract Details
Vendor
RAYMOND JAMES FINANCIAL SERVICES INC
Agency
Arizona Corporation Commission, AZ
Contract Type
FINANCIAL_SERVICES
Document Date
December 3, 2025
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